Smarter compliance for regulated investment and asset management firms.
Human insight, machine efficiency.
UK & Europe | USA | Middle East
ServiceS SUMMARY
Compliance support for every stage of growth
From authorisation and launch through ongoing oversight, expansion and regulatory change, Catapalt helps investment and asset management firms build compliance infrastructure that moves with the business.
01
Launch
Build the regulatory foundations for a new manager, fund or permission.
- FCA authorisation and SEC registration
- CPO and CTA registration
- Compliance framework and launch readiness
02
Operate
Keep day to day compliance structured, evidenced and moving.
- Ongoing compliance monitoring
- Regulatory calendars and records
- Compliance training
03
Scale
Strengthen the compliance model as the business becomes more complex.
- Thematic reviews and healthchecks
- Framework and governance enhancement
- Governance and oversight
04
Adapt
Respond to regulatory change, scrutiny and resourcing pressure.
- Regulatory change
- Compliance evidence and control reviews
- Remediation and interim support
BUILT DIFFERENTLY
Technology built into the way we work.
We have developed proprietary, AI-enabled tools that monitor regulatory developments, assess what matters to individual clients and help our team act sooner.
THE BENEFIT
Earlier insight. More focused advice. Less routine work.
Our technology helps us spot relevant developments earlier, understand which clients are affected and identify what action may be needed.
That means our people spend less time finding and processing information, and more time applying judgement, advising clients and getting useful work under way.
OUR FOUNDERS
Experienced people behind the work
Catapalt’s founders remain directly involved in client delivery, bringing regulatory judgement, operating experience and senior accountability to the work.
The result is practical compliance support shaped by people who understand both the opportunity and the obligations involved in building and operating an investment business.